Practice Areas

Investigation and Compliance

LMC also plays a vital role for clients in matters involving regulatory, governmental and other enforcement actions; criminal complaints; grand jury subpoenas; accounting and securities practices; allegations of employee fraud or misconduct; and regulatory professional licensure. Our primary goal in conducting internal investigations is to prevent enforcement actions or criminal investigations through the effective implementation of compliance programs and internal safeguards. Where our internal investigations have revealed gaps in a client's compliance procedures, we have successfully worked with them to rectify administrative lapses and to implement new policies, procedures, and safeguards to promote future compliance and avoid adverse actions.

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Litigation Management Counsel's aggressive cost saving strategies saved YUM over $2 million in Legal Fees. This savings enabled KFC, Pizza Hut and Taco Bell to enjoy higher profit margins and thereby improved results for YUM investors!

Don Becker, Counsel
YUM! Brands Inc.